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Assistant Compliance Officer 183109

Location: Pune
Company: Credit Suisse
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This role sits within the UK Surveillance Pune Team in the Pune Financial Crime Compliance Group and supports AML review and investigations for UK region. This will include assisting in the management of Name Screening alert reviews, allocations, escalations, periodic reporting, quality checks, training, procedural updates, audits along with the review of the alerts under various segments of Name Screening e.g. Adverse News, Sanctions, Undesirable Clients, PEPs etc but not limited to for clients as entities and / or individuals. In addition to the management of alerts, this role will provide support to investigators by undertaking research and conducting preliminary analysis to assist in determining whether circumstances fall within defined criteria, particularly the threshold for statutory reporting and candidates must be able to formulate and communicate the results of these enquiries, both verbally and in writing. Day to day work may include: Managing the BAU which includes but not limited to; • Identifying and raising any FCC risk appropriately and within stipulated time • Performing and / or supporting periodic reporting's • Performing and / or supporting alert allocation and issues • Performing and / or supporting quality checks • Performing and / or supporting MICOS actions are completed in time. • Performing and / or supporting CTA, Internal & External audits are supported • Performing and / or supporting team members are adequately trained • Performing and / or supporting performance management of the team members • Performing and / or supporting update and management of procedures • Able to assist team members for their queries pertaining to FCC Risk • Able to assist team members for their queries related to Products and services offered by the bank • Able to assist and support activities related to local governance like Business Continuity Plan, Service Level Agreements and similar activities • Performing review of raised or notified Name Screening alerts and clearing 'hits' on client accounts • Working alerts at levels L1 and L2 in the case management tool, and raising to level 3 for Name Screening alerts • Supporting the procedure updates also notifying any observations pertaining to the FCC surveillance in the procedures / processes / methods / manuals used • Ensuring the SLA as agreed for the processes performed are maintained • Preparing or supporting for all periodic reports and ad-hoc MI requests • Supporting all CTA reviews, internal and external audit • Ad hoc initiatives such as proposing amendments to policies and procedures, delivering related training to the business and other interested parties • Working on and ensuring that all GS requests are completed and reported on time along with their QC • Participating in all projects related to technology enhancement, upgrade, tuning etc. • Undertake ad-hoc enquiries as directed by the Head of Controls Surveillance and Investigations or the Head of EMEA Financial Crime Compliance; Your future colleagues Join a highly motivated team of Surveillance Officers. This is an excellent platform for personal and professional development within a highly committed and collaborative team in an international and fast-paced environment. If you consistently strive to learn, seek new technologies to redesign, improve existing processes and achieve efficiencies, we are the match for your ambition. We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global cultural values. You'll be a good match, if you have: * Graduate/Post-Graduate degree, preferably with specialization in banking or finance * At least 4-6 years of relevant work experience in either Name screening or investigative roles beneficial * Relevant language, IT and system skills (desired but not essential) * Outstanding ability to work in a team with a minimum of supervision * Working experience of name matching tools, negative news screening and automated monitoring systems (Dow Jones, Lexis Nexis, Fenergo, World-Check, Actimize) would be beneficial * Some experience of working within a financial institution (desired) * You have knowledge of different business-lines and KYC components * An understanding of the principles of Financial Crime risk and relevant qualifications * Ability to prioritize assimilates procedures, engage with the business and undertake research * Proven analytical skills and ability to undertake research, come to appropriate conclusions, and present complex findings * You have strong interpersonal and communication skills * You are ambitious, hardworking who can work on own initiative and deliver on time whilst also being a good teammate * High level of integrity, sense of urgency, attention to detail and quality standards * Dedication to fostering an inclusive culture and value diverse perspectives. Job: Legal & Compliance* *Title: *Assistant Compliance Officer #183109 Location: India-Pune-Pune Requisition ID: 183109
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