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Compliance Business Partner 203611

Location: Pune
Company: Credit Suisse
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As a part of role, your responsibility includes: • Responsible for strong Governance and Control framework for employee/ business/ vendor compliance • Assist and provide advisory across divisions on meeting Compliance standards, applicable policies and procedures/ regulations relating to relevant business activities. Proactively highlight compliance related issues / Risks and identify relevant action owners to ensure successful closure • Conduct periodic checks to provide risk-based oversight regarding compliance with relevant policies, procedures, systems, controls, and governance requirements affecting their business area • Build strong and effective relationships across the business to promote a positive image of Compliance • Maintain awareness of organizational structures and activities, including activities and intercompany relationships/dependencies, in order to understand business dynamics, pressures and needs • Assist with identifying relevant training needs, planning and conducting training activities to ensure employees/ vendor resources are aware of their responsibilities regarding compliance • Perform supervisory review of work done by team, ensuring alerts / requests are called out, analyzed, and cleared accurately in a timely manner, while ensuring documentation of rationale and accurate record keeping. Review regulatory and compliance aspects of compliance related initiatives • Prepare/Review MIs for distribution to Pune and Powai Chief Compliance Office ('CCO') Senior Managers and Global partners. Engage partners and team members actively in regular progress updates, decisions and resolution of issues • Lead/assist in assessment of conduct and compliance incidents in collaboration with control functions such as Operational Risk, Data Protection office, Information Security, General Counsel and HR. Your future colleagues Pune and Powai CCO team in India interalia comprises of Compliance coverage team that provide compliance advisory support for deployed functions based in India across various divisions, deployed teams, that provide support to CCO processes across the regions, and Regulatory liaison and reporting team. CCO Coverage team is looking for a Compliance Officer who will report to Compliance Business Partner for Powai & Pune. • Key responsibilities are to support the business through delivering effective compliance monitoring, oversight and compliance advisory to the business and staff at Credit Suisse in India and its affiliates for policies, procedures, systems, and controls. • Collaborate with other shared services functions and build a compliance culture through training and various other awareness initiatives within the India Offices. Be vigilant and highlight risks and drive their successful closure. • Pune and Powai CCO India provides independent oversight and control over the compliance and regulatory risks. We conduct Compliance risk assessments to minimize potential risks to CS's reputation and the violation of laws or regulations. • By attracting top talent and leveraging technology innovation, big data & analytics, we understand our Customers' needs and business objectives and ensure a comprehensive view on risks, issues and remediation actions. We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global cultural values. We are looking for a hardworking and motivated individual with the following qualifications: * University degree / Professional Degree with specialization in finance or banking would be an asset * Experience of at least 10 to 12 years of operating in the compliance, operational risk or audit department preferably in investment banking/ financial sector * Outstanding knowledge of compliance policy framework and procedures including but not limited to personal account trading, outside business interests, anti-bribery, gifts & entertainment, data protection and regulatory landscape * Proven ability to understand processes and activities across corporate functions (Risk, Finance, operations, Technology) as well as business divisions, and the inherent risks and control requirements * Strong control mentality with prior experience in setting/testing controls * Working knowledge of the regulatory framework, BFSI regulations is desired * Familiarity with the financial services industry and offshoring services provided from India to global financial institutions will be an advantage. * Outstanding analytical and problem-solving skills * Influencing skills in securing buy-in to recommendations and business benefits * Experience of responding to any regulatory inquiries, hands on knowledge of SEZ/ STPI /DoT regulations would be an added advantage * Consultative approach to business relationship management, proactively sharing "what works best" with others across the Peer Groups * Good communication skills, with ability to articulate complex concepts simply and strong conflict management skills * Disciplined and detailed in review approach and record retention * Proven track record of improving/optimizing processes and implementing solutions for benefit of the organization * Proficient in Microsoft Office skills, including Excel, Word, PowerPoint * Experience and ability to adapt to and use new technologies and tools is desirable * Active listening, organization, time management and relationship management skills * Dedication to fostering an inclusive culture and value diverse perspectives. Job: Legal & Compliance* *Title: *Compliance Business Partner #203611 Location: India-Pune-Pune Requisition ID: 203611 Other Locations: India-Mumbai-Mumbai
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